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State Capture in South Africa: How and why it happened

by Jonathan Klaaren Karl von Holdt Mbongiseni Buthelezi Peter Vale Robyn Foley Ryan Brunette Cherese Thakur Devi Pillay Luke Spiropoulos Reg Rumney Sizwe Mpofu-Walsh Michael Marchant Hennie van Vuuren Patrick Heller Barney Pityana

A multidisciplinary analysis of how state capture unfolded in South Africa and was contested within both civil society and the state itself. It presents a scholarly and empirical understanding of how things went awry, even with various regulating bodies in place, and how to prevent state capture from happening again in the future.The metaphor of ‘state capture’ has dominated South Africa’s political discourse in the post-Zuma presidency era. What is state capture and how does it manifest? Is it just another example of a newly independent, failed African state? And is it unique to South Africa? The contributors in this collection try to explain the phenomenon from a variety of viewpoints and disciplines. All hold fast to the belief that the democracy that promised the country so much when apartheid ended has been significantly eroded, resulting in most citizens expressing a loss of hope for the future. Read together, the essays cumulatively show not only how state capture was enabled and who benefitted, but also how and by whom it was scrutinised and exposed in order to hold those in power accountable. The book aims to present a scholarly and empirical understanding of how things went awry, even with various regulating bodies in place, and how to prevent state capture from happening again in the future.

State Capture in the Militarized Fight Against Illegal Small-Scale Goldmining in Ghana

by Jasper Abembia Ayelazuno Maxwell Akansina Aziabah

This slim book addresses one of the most vexed questions about governance and politics in natural resources-rich, albeit poor, countries across the world. Why have most states in natural resources-rich developing countries failed to regulate their artisanal and small-scale mining (ASM) industries? This failure is both intellectually and politically puzzling, because these same states demonstrate capability in different functions and regulations of other sectors of the economy. Ghana is a quintessential example of this puzzle. Despite its legendary reputation as a relatively well-governed, peaceful, and democratic country, its ASGM sector is characterized predominantly by informality, criminality, and horrendous environmental and human-development effects, which include the ferocious denuding of the country’s vegetation cover, toxic pollution of water bodies, and serious health and safety hazards inflicted on the rural populace in mining areas. This book seeks to contribute a fresh state-theoretical perspective, state capture, to unravel this puzzle. It argues that the chaotic, criminal, and ruinous Ghanaian ASGM sector – known in Ghanaian parlance as the galamsey menace – is caused by state capture. The Ghanaian state has been captured by the mining power-elites, something that allows them to undertake criminal and destructive mining with impunity. These state captors are not doing artisanal and small-scale mining (ASM), but rather capitalist mechanized mining (CMM), which ravages the environment on a large scale and with breakneck speed. State capture in Ghana’s ASGM sector is demonstrated clearly in the book through vivid description and rigorous analysis of the failed militarised fight against the galamsey menace between 2017 and 2022. This is the period the Head-of-State and Commander-in-Chief of the Ghana Armed Forces (GAF) vowed to fight and defeat the perpetrators of this crime at the risk of losing his presidency. He then declared war on the perpetrators and commandeered the coercive apparatuses of state, led by the GAF, to fight it. The book argues that the state failed spectacularly to win this war, the evidence of which is the aggravation of the deleterious environmental and human effects of galamsey. For example, the rivers and water bodies of Ghana have witnessed unprecedented levels of poisoning with lethal chemicals. The rural populace in mining communities is inflicted with serious maternal and neonatal health hazards, such as hideous congenital and physical disorders of some babies born in these communities, and sadly, the deaths of these babies. Why, despite its overwhelming coercive capacity, did the Ghanaian state fail to win a war against a weak enemy: galamsey operators, who are mostly unarmed civilians, and operating in plain sight of state agencies? Using the lens of state captured, this book addressed this question, offering fascinating and penetrating insights into the puzzle. Being the first to do this, the book contributes to advancing theory, methods, and political praxis in the study and governance of the ASM industry in Ghana. As failed military crackdowns on illegal ASM are common across natural resources-rich developing countries, the contribution this book makes may be germane to these countries in, say, Latin America and Asia.

State Capture, Political Risks and International Business: Cases from Black Sea Region Countries

by Johannes Leitner Hannes Meissner

In the OECD-area states provide security business to be conducted through a legal-institutional framework where state institutions, working in a legal-rational, predictable and effective manner, are often taken for granted. Worldwide, however the situation is very different. Private actors seize public institutions and processes accumulating ever more power and private wealth by systematically abusing, side-stepping, ignoring and tailoring formal institutions to fit their interests. Such forms of ‘state capture’ are associated with specific political risks international businesses are confronted with when operating in these countries, such as institutional ambiguity, systematic favouritism and systemic corruption. This edited volume covers state capture, political risks and international business from the perspectives of Political Science and International Business Studies. Uniting theoretical approaches and empirical insights, it examines Azerbaijan, Armenia, Georgia, Ukraine, Moldova, Romania, Bulgaria and Turkey. Each chapter deals with country specific forms of state capture and the associated political risks bridging the gap between political analysis and business related impacts.

State Collaboration and Development Strategies in China (Routledge Studies in the Growth Economies of Asia)

by Alexius Pereira

This book looks at Singapore and China to examine governmental collaboration on a foreign direct investment oriented strategy. Focusing on the unique collaborative venture, the Suzhou Industrial Park project, the author explores the economic, political and social relationships between Singapore and China throughout the course of the scheme as well as discussing why certain strategies were adopted, how they were implemented and their outcomes.

State Collapse and Reconstruction in the Periphery: Political Economy, Ethnicity and Development in Yugoslavia, Serbia and Kosovo

by Jens Sörensen

In the 1990s, Yugoslavia, which had once been a role model for development, became a symbol for state collapse, external intervention and post-war reconstruction. Today the region has two international protectorates, contested states and borders, severe ethnic polarization and minority concerns. In this first in-depth critical analysis of international administration, aid and reconstruction policies in Kosovo, Jens Stilhoff Sörensen argues that the region must be analyzed as a whole, and that the process of state collapse and recent changes in aid policy must be interpreted in connection to the wider transformation of the global political economy and world order. He examines the shifting inter- and intracommunity relations, the emergence of a "political economy" of conflict, and of informal clientelist arrangements in Serbia and Kosovo and provides a framework for interpreting the collapse of the Yugoslav state, the emergence of ethnic conflict and shadow economies, and the character of western aid and intervention. Western governments and agencies have built policies on conceptions and assumptions for which there is no genuine historical or contemporary economic, social or political basis in the region. As the author persuasively argues, this discrepancy has exacerbated and cemented problems in the region and provided further complications that are likely to remain for years to come.

State Constitutional Politics: Governing by Amendment in the American States

by John Dinan

Since the US Constitution came into force in 1789, it has been amended just twenty-seven times, with ten of those amendments coming in the first two years following ratification. By contrast, state constitutions have been completely rewritten on a regular basis, and the current documents have been amended on average 150 times. This is because federal amendments are difficult, so politicians rarely focus on enacting them. Rather, they work to secure favorable congressional statutes or Supreme Court decisions. By contrast, the relative ease of state amendment processes makes them a realistic and regular vehicle for seeking change. With State Constitutional Politics, John Dinan looks at the various occasions in American history when state constitutional amendments have served as instruments of governance. Among other things, amendments have constrained state officials in the way they levy taxes and spend money; enacted policies unattainable through legislation on issues ranging from minimum wage to the regulation of marijuana; and updated understandings of rights, including religious liberty, equal protection, and the right to bear arms. In addition to comprehensively chronicling the ways amendments shape politics in the states, Dinan also assesses the consequences of undertaking changes in governance through amendments rather than legislation or litigation. For various reasons, including the greater stability and legitimacy of changes achieved through the amendment process, he argues that it might be a more desirable way of achieving change.

State Crises, Globalisation and National Movements in North-East Africa: The Horn's Dilemma (Routledge Advances in International Relations and Global Politics)

by Asafa Jalata

By identifying the critical central contradictions that are built into the politics of the Horn of Africa, this book demonstrates that the crises of the Horn states stem from their political behaviour and structural forces, such as internal social forces, and global forces that have become involved on the sides of these states without requiring accountability, the rule of law, or the implementation of, at least, 'limited democracy'.The contributors provide a deep understanding of structural and conjunctural forces that have interacted in the processes of state power; the role of intervention of global powers; and the consequent failure to build state as a public domain. The book also enriches our social scientific knowledge that is essential to develop pragmatic policy measures to address these problems.

State Crisis in Fragile Democracies: Polarization and Political Regimes in South America

by Samuel Handlin

This book offers a novel political-institutional explanation for variation in political polarization, outsider populism, and the fate of democratic regimes across twenty-first-century South America. Drawing upon a wealth of primary evidence and employing process tracing tests to evaluate key causal claims, the book examines how the occurrence - or not - of state crises and the inherited strength of left wing political actors combined to push countries onto distinct party system trajectories characterized by different kinds of left parties and movements, highly variant levels of polarization, and ultimately divergent political regime dynamics. The book challenges extant interpretations of political variation during Latin America's turn to the left, which have centered on economic explanations. It also develops new theoretical propositions for understanding polarization, populism, and democratic erosion in young democracies across the world.

State Death: The Politics and Geography of Conquest, Occupation, and Annexation

by Tanisha Fazal

If you were to examine an 1816 map of the world, you would discover that half the countries represented there no longer exist. Yet since 1945, the disappearance of individual states from the world stage has become rare. State Death is the first book to systematically examine the reasons why some states die while others survive, and the remarkable decline of state death since the end of World War II. Grappling with what is a core issue of international relations, Tanisha Fazal explores two hundred years of military invasion and occupation, from eighteenth-century Poland to present-day Iraq, to derive conclusions that challenge conventional wisdom about state death. The fate of sovereign states, she reveals, is largely a matter of political geography and changing norms of conquest. Fazal shows how buffer states--those that lie between two rivals--are the most vulnerable and likely to die except in rare cases that constrain the resources or incentives of neighboring states. She argues that the United States has imposed such constraints with its global norm against conquest--an international standard that has largely prevented the violent takeover of states since 1945. State Death serves as a timely reminder that should there be a shift in U.S. power or preferences that erodes the norm against conquest, violent state death may once again become commonplace in international relations.

State Domination and the Psycho-Politics of Conflict: Power, Conflict and Humiliation (Routledge Studies in Peace and Conflict Resolution)

by Daniel Rothbart

This book offers a detailed study of the psycho-politics of governmental manipulation, in which a vulnerable population is disciplined by contorting their sense of self-worth. In many conflict settings, a nation’s government exerts its dominance over a marginalized population group through laws, policies and practices that foster stark inequality. This book shows how such domination comes in the form of systems of humiliation orchestrated by governmental forces. This thesis draws upon recent findings in social psychology, conflict analysis, and political sociology, with case studies of governmental directives, verdicts, policies, decisions and norms that, when enforced, foster debasement, disgrace or denigration. One case centers on the US immigration laws that target vulnerable population groups, while another focuses on the ethnic discrimination of the central government of Sudan against the Sudanese Africans. The book’s conclusion focuses on compassion-motivated practices that represent a counter-force to government-sponsored strategies of systemic humiliation. These are practices for building peace by professionals and non-professionals as a positive response to protracted violence. This book will be of much interest to students of peace and conflict studies, sociology, psychology, ethics, philosophy and international relations.

State Energy Policy: Current Issues, Future Directions

by Paul F Levy Stephen W Sawyer John R Armstrong Jon M Veigel

This book is the product of the good will and hardwork of many people. The contributors, all recognized experts in their fields, are thanked for providing thoughtful, informative chapters and for accommodating editorial suggestions and revisions. Westview Press is thanked for providing the opportunity to address a serious omission in the energy literature. The Geography Department at the University of Maryland made a similarly generous commitment of secretarial staff and faciltiies. Allen Eney aided in the construction of computerized maps. Many skilled, conscientious individuals at state energy offices, public utility commissions, the U.S. Department of Energy, and other organizations supplied essential data and produced many of the analytic studies that underlie the contents of the book. Patti Leedham provided patient and expert typing through numerous revisions of the chapters and many tables. Patricia Sawyer provided essential guidance, support, and proofreading throughout the entire effort.

State Energy Transition: German and American Realities and Chinese Choices (The Great Transformation of China)

by Lei Wang Tong Zhu

This book places a current topic—energy transition—within the historical background of human social development and explores the value and significance of energy transition for economic transition in the course of economic growth. It sheds light on the basic logic and the distinguishing characteristics of energy transition by reviewing the history of energy transition development in order to provide a new perspective for understanding and analyzing China's energy transition considering lessons from the German and American energy transition experiences. This book will be of interest to environmentalists, economists, and journalists.

State Erosion: Unlootable Resources and Unruly Elites in Central Asia

by Lawrence P. Markowitz

State failure is a central challenge to international peace and security in the post–Cold War era. Yet theorizing on the causes of state failure remains surprisingly limited. In State Erosion, Lawrence P. Markowitz draws on his extensive fieldwork in two Central Asian republics—Tajikistan, where state institutions fragmented into a five-year civil war from 1992 through 1997, and Uzbekistan, which constructed one of the largest state security apparatuses in post-Soviet Eurasia—to advance a theory of state failure focused on unlootable resources, rent seeking, and unruly elites. In Tajikistan, Uzbekistan, and other countries with low capital mobility—where resources cannot be extracted, concealed, or transported to market without state intervention—local elites may control resources, but they depend on patrons to convert their resources into rents. Markowitz argues that different rent-seeking opportunities either promote the cooptation of local elites to the regime or incite competition over rents, which in turn lead to either cohesion or fragmentation. Markowitz distinguishes between weak states and failed states, challenges the assumption that state failure in a country begins at the center and radiates outward, and expands the "resource curse" argument to include cash crop economies, where mechanisms of state failure differ from those involved in fossil fuels and minerals. Broadening his argument to weak states in the Middle East (Syria and Lebanon) and Africa (Zimbabwe and Somalia), Markowitz shows how the distinct patterns of state failure in weak states with immobile capital can inform our understanding of regime change, ethnic violence, and security sector reform.

State Expansion and Conflict: In and between Israel/Palestine and Lebanon

by Oren Barak

Lebanon and Israel/Palestine are two political entities that expanded in 1920 and 1967 respectively, and became divided societies characterized by periods of stability and conflict. This book provides the first detailed comparison between the two states and also explores the effects of their expansion on their changing relations. It looks first at how both expanded states attempted to cope with their predicaments, focusing on the relationship between state, community and security, before moving on to analyze the de-stabilizing effects of expansion on Israeli-Lebanese relations. The book draws on previously unpublished official documents, memoirs, media resources and films produced in Lebanon and Israel/Palestine, in addition to existing works on the two states and the Middle East. Bridging the gap between comparative politics and international relations, it will interest students of Lebanon and Israel/Palestine, the Middle East, and conflict and peace.

State Failure

by Andrew Taylor

Andrew Taylor provides an overview of the origins, evolution, and impact of state failure since the 1990s. Avoiding quickly outdated country-based case studies, he focuses on failure as a process rather than an event, putting contemporary usage in a wider historical context.

State Failure and Distorted Urbanisation in Post-Mao's China, 1993–2012 (Palgrave Studies in Economic History)

by Yazhuo Zheng Kent Deng

This book examines failure in the urbanisation of Northwest China as a result of government industrial policies that have impacted on the economic development of the region. By looking at the under-researched provinces of Gansu, Qinghai and Inner Mongolia, which make up a quarter of China's territory, Zheng and Deng challenge the common story of China's miracle growth and reveal the dark side of the country’s pursuit of modernity. Severe weather conditions, chronic drought, permanent lack of oxygen and unforgiving terrain in the Northwest make farming, manufacture and services difficult simply because people tend not to stay. Yet, China’s current political system forces growth to take place even though basic conditions and prerequisites for market-based growth are missing. This volume analyses 'ghost cities' and social tension in the process of ‘forced urbanisation’ in which huge amount of resources are wasted, the local environment is systematically damaged and ordinary people’s basic rights are brutally violated in the name of higher GDP and greater government glory.

State Failure and State Weakness in a Time of Terror

by Robert I. Rotberg

State Failure and State Weakness in a Time of Terror develops an innovative theory of state failure that classifies and categorizes states along a continuum from weak to failed to collapsed. By understanding the mechanisms and identifying the tell-tale indicators of state failure, it is possible to develop strategies to arrest the fatal slide from weakness to collapse. This state failure paradigm is illustrated through detailed case studies of states that have failed and collapsed, states that are dangerously weak, and states that are weak but safe.

State Failure in the Modern World

by Zaryab Iqbal Harvey Starr

State failure is seen as one of the significant threats to regional and international stability in the current international system. State Failure in the Modern World presents a comprehensive, systematic, and empirically rigorous analysis of the full range of the state failure process in the post-World War II state system--including what state failure means, its causes, what accounts for its duration, its consequences, and its implications. Among the questions the book addresses are: when and why state failure occurs, why it recurs in any single state, and when and why its consequences spread to other states. The book sets out the array of problems in previous work on state failure with respect to conceptualization and definition, as well as how the causes and consequences of state failure have been addressed, and presents analyses to deal with these problems. Any analysis of state failure can be seen as an exercise in policy evaluation; this book undertakes the theoretical, conceptual, and analytic work that must be done before we can evaluate--or have much confidence in--both current and proposed policy prescriptions to prevent or manage state collapse.

State Failure, Power Expansion, and Balance of Power in the Middle East: The Struggle Over Failed States

by Aso M. Ali

This book examines the strategies of regional powers in the Middle East regarding their response to cases of state failure in the region, thus connecting the theoretical concepts of statehood, state failure, and revisionist and pro-status quo interventionist behavior. Through a detailed comparative analysis of five case studies of failed states occurring in the region during 1960–2010s –Yemen (1962–1970), Lebanon (1975–1989), Iraq (2003–2020), Yemen (2004–2020), and Syria (2011–2020) – the author employs the conceptual theory of balance of power to analyze the behavior of six regional powers in the Middle East: Egypt, Iran, Israel, Syria (pre-2011), Saudi Arabia, and Turkey toward each one of those cases. The book proposes that when states become failed states, regional powers with revisionist strategies expand into them, which in turn induce status quo regional powers to react by imposing balancing action, and that this power struggle turns failed states into battlegrounds for regional power (im)balances. This book offers empirical and theoretical insights into regional politics of the Middle East over the past six decades, contributes to international policy and security studies scholarship from a Middle East regional perspective, and draws attention to the importance of analyzing the destabilizing and historical consequences of state failures for contemporary contexts.

State Failure, Underdevelopment, and Foreign Intervention in Haiti (Routledge Studies in North American Politics)

by Jean-Germain Gros

Failed states are a huge problem in international relations, threatening world order in a number of ways. Conflicts in failed states often spill unto neighbouring states, failed states make for unreliable partners in the resolution of global social problems such as poverty and AIDS, and failed states magnify the effects of natural disasters such as hurricanes and earthquakes. In response to the multiple threats posed by failed states, working states, sometimes acting alone sometimes in concert with others, have undertaken military operations, often under the rubric of humanitarian intervention. This book is a historical study of state failure, underdevelopment and foreign intervention in light of the Haitian experience with all three. Its main thesis is that state failure has been a recurring feature of Haitian political life for much of the country’s history, and this inability of the Haitians to craft a viable political order is at the heart of Haitian poverty and underdevelopment. Haitian state-making failure is underwritten by a complex array of deleterious local and external institutions, as well as natural constraints, including class, lack of elite cohesion, geography, population growth, the social origins of the Haitian polity, imperialism, and technology.

State Feminism, Women's Movements, and Job Training: Making Democracies Work in the Global Economy (Women in Politics in Democratic States)

by Amy G. Mazur

Drawing from the work of internationally renowned scholars from the Research Network on Gender, Politics and the State (RNGS), this study offers in-depth analysis of the relationship between state feminism, women's movements and public policy and places them within a comparative theoretical framework. Spain, France, Italy, Germany, Finland, Austria, Belgium, Canada, and the U.S. are all discussed individually.

State Formation and Democracy in Latin America, 1810–1900

by Fernando López-Alves

Despite a shared colonial past, South American nations experienced different patterns of conflict in the nineteenth century. These differences led to the creation of a variety of states and regimes, from authoritarian military oligarchies to popular democracies. Using a rigorous logic of comparison, Fernando López-Alves explores the roots of state building in five countries and explains why the political systems of these early postindependent societies were prone to militarism, corporatism, or liberal democracy. Breaking with the traditional economic analysis of South American development, López-Alves argues that civil-military relations lay at the core of state building. By comparing three countries in particular--Uruguay, Colombia, and Argentina--during an intense phase of state and regime formation, he shows how war and the collective action of the rural poor contributed to the construction of central armies, the rise of new social classes, and the emergence of civilian organizations. He also examines characteristics unique to each country's war-formed culture and discusses how coalitions were built during this period. Examples from Paraguay and Venezuela and references to state formation in Europe, the United States, Asia, and the Middle East add to the complexity and richness of the study's comparative analysis. Drawing on a vast bibliography of both primary and secondary sources, López-Alves goes beyond providing insights into the particular development of Latin American countries and introduces a comprehensive theory of state formation applicable to other regions. This book will interest Latin Americanists, historians, political scientists, and sociologists studying state formation.

State Formation and Identity in the Middle East and North Africa

by Kenneth Christie Mohammad Masad

For states in the Middle East, North Africa, and South Asia, the "Arab Spring" has had different implications and consequences, stemming from the politics of identity and the historical and political processes that have shaped development. This book focuses on how these factors interact with globalization and affect state formation.

State Formation and Radical Democracy in India (Routledge Studies in Asia's Transformations)

by Manali Desai

State Formation and Radical Democracy in India analyzes one of the most important cases of developmental change in the twentieth century, namely, Kerala in southern India and begs the question of whether insurgency among the marginalized poor can use formal representative democracy to create better life chances. Going back to pre-independence, colonial India, Manali Desai takes a long historical view of Kerala and compares it with the state of West Bengal, which like Kerala has been ruled by leftists but has not had the same degree of success in raising equal access to welfare, literacy, and basic subsistence. This comparison brings the role of left party formation and its mode of insertion in civil society to the fore, raising the question of what kinds of parties can effect the most substantive anti-poverty reforms within a vibrant democracy. This book offers a new, historically based explanation for Kerala’s post-independence political and economic direction.

State Formation in China and Taiwan: Bureaucracy, Campaign, and Performance

by Julia C. Strauss

This is an ambitious comparative study of regime consolidation in the 'revolutionary' People's Republic of China and the 'conservative' Republic of China (Taiwan) in the years following the communist victory against the nationalists on the Chinese mainland in 1949. Julia C. Strauss argues that accounting for these two variants of the Chinese state solely in terms of their divergent ideology and institutions fails to recognise their similarities and their relative successes. Both, after all, emerged from a common background of Leninist party organization amid civil war and foreign invasion. However, by the mid-1950s they were on clearly different trajectories of state-building and development. Focusing on Sunan and Taiwan, Strauss considers state personnel, the use of terror and land reform to explore the evolution of these revolutionary and conservative regimes between 1949 and 1954. In so doing, she sheds important new light on twentieth-century political change in East Asia, deepening our understanding of state formation.

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